LA Mediators

Mediators of Southern California

May 2013 Blog Posts (1)

New Appellate Arbitration Opinion

Registered representatives and agents of an investment firm, as third-party beneficiaries, may compel arbitration of a customer dispute even after lapse of the defunct firm's FINRA membership

Ronay Family Limited Partnership v. Tweed, California Court of Appeal, Fourth District, Div. One, case no. D062195, filed May 23, 2013,

Link: http://www.courts.ca.gov/opinions/documents/D062195.PDF

 

 

Added by Leslie (Les) S. Rothenberg on May 23, 2013 at 5:54pm — No Comments

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