Mediators of Southern California
Registered representatives and agents of an investment firm, as third-party beneficiaries, may compel arbitration of a customer dispute even after lapse of the defunct firm's FINRA membership
Ronay Family Limited Partnership v. Tweed, California Court of Appeal, Fourth District, Div. One, case no. D062195, filed May 23, 2013,
Link: http://www.courts.ca.gov/opinions/documents/D062195.PDF
Added by Leslie (Les) S. Rothenberg on May 23, 2013 at 5:54pm — No Comments
2013
2012
2011
2010
2009
There are no birthdays today
© 2022 Created by Kym Adams Director of CEDRS.
Powered by